中国海外专利申请与出口贸易

摘要创新驱动是出口贸易高质量发展的重要引擎,海外专利申请则是一国创新水平的重要反映。利用中国省份2009—2017年在美国专利局的专利申请数据以及各省份41个行业的出口贸易数据,实证研究了海外专利申请对出口的影响。结果表明:(1)海外专利申请促进了产品向专利申请国市场的出口。随着海外专利数量的增加,海外专利的保护范围和技术覆盖范围随之扩大,带来出口的进一步增加。(2)对专利价值进行综合评估后发现,专利价值度越高,对出口促进作用越大。(3)外国在华专利和市场化程度对海外专利促进出口具有调节作用。外国在华专利布局越多的行业和市场化程度越高的地区,海外专利申请发挥的出口促进效应越大。

	Service

	把本文推荐给朋友
	加入我的书架
	加入引用管理器
	Email Alert
	RSS
	作者相关文章
	王叶
	张天硕
	曲如晓

关键词：海外专利申请出口专利壁垒市场化程度

Abstract： Innovation-driven is an important engine for the high-quality development of export trade, and international patent application is an important reflection of a country’s level of innovation. Based on the patent application data of the 31 provinces of China in the United States Patent Office from 2009 to 2017 and the export trade data of 41 industries in each province, this paper empirically studies the impact of international patent applications on exports. The results show that: (1) Overseas patent applications promote the export of products to the market of the patent application country.With the increase in the number of overseas patents, the scope of protection and technical coverage of overseas patents have expanded, leading to a further increase in exports.(2) After a comprehensive evaluation of the patent value, it is found that the higher the patent value, the greater the export promotion effect. (3) Foreign patents in China and the degree of marketization have a moderating effect on the promotion of international patents. The more industries and regions with higher degree of marketization of foreign patents in China, the greater the export promotion effect of international patent applications.

Keywords： International Patent Application Export Patent Barrier Marketization

收稿日期 2021-06-20; 接受日期 ;

基金资助:北京市习近平新时代中国特色社会主义思想研究中心项目、北京社科基金重点项目(21LLLJB012)

作者简介: 王叶(1992— ),女,山西大同人,博士研究生,主要从事贸易与创新研究;张天硕(1993— ),女,黑龙江哈尔滨人,博士研究生,主要从事数字经济与创新研究;曲如晓(1965— ),女,山东威海人,教授,博士生导师,主要从事贸易与创新研究。张天硕为本文通讯作者。

引用本文:

王叶, 张天硕, 曲如晓.中国海外专利申请与出口贸易[J]. 经济经纬, 2022,1: 69-78

WANG Ye, ZHANG Tianshuo, QU Ruxiao.China’s International Patent Application and Export Trade[J] Economic Survey, 2022,V39(1): 69-78

链接本文:

http://www.jjjw.org.cn/CN/ 或 http://www.jjjw.org.cn/CN/Y2022/V39/I1/69

蔡中华,王一帆,董广巍,2016.中国在“一带一路”国家专利与出口结构关系的研究:基于行业层面相似度指数的分析[J].国际贸易问题(7):61-71.
陈健,2020.新时代全面开放新格局形成的现实逻辑与实践路径[J].江淮论坛(1):84-89.
代中强,2020.美国知识产权调查引致的贸易壁垒:特征事实、影响及中国应对[J].国际经济评论(3):107-122.
纪祥裕,顾乃华,2021.知识产权示范城市的设立会影响创新质量吗？[J].财经研究(5):49-63.
李梅,余天骄,2016.研发国际化是否促进了企业创新:基于中国信息技术企业的经验研究[J].管理世界 (11):125-140.
李青,钟祖昌,2017.海外专利布局对中国对外直接投资的影响:基于2002—2014年国别面板数据的实证研究[J].管理评论(5):40-51.
李雪亚,郎丽华,2020.中国制造业出口的“本地市场效应”考察:基于中国与30个国家的贸易数据[J].江西社会科学(2):82-92.
刘林青,陈紫若,王罡,2020.市场信号、技术特征与中国国际高质量专利[J].经济管理(2):23-39.
马天旗,2018.高价值专利筛选[M].北京: 知识产权出版社.
曲如晓,刘霞,2019.外国在华专利申请的技术外溢效应研究[J].世界经济 (11):124-147.
唐晓云,赵桂芹,2017.外国在华专利激增:市场占有还是绸缪竞争?[J].世界经济研究(3):97-108.
王小鲁,樊纲,胡李鹏,2019.中国分省份市场化指数报告(2018)[M].北京:社会科学文献出版社.
徐元,2014.当前我国出口遭遇专利壁垒的挑战与对策[J].国际贸易(5):30-35.
姚新超,2010.美国专利壁垒的发展趋势及中国企业的因应之道[J].国际贸易(9):59-66.
张涵,杨晓昕,尹鹏,2020.高技术产业区域创新效率、空间溢出与国际贸易强度[J].经济经纬(1):77-85.
张杰,郑文平,2018.创新追赶战略抑制了中国专利质量么?[J].经济研究(5):28-41.
郑秉秀,2002.国际贸易中的知识产权壁垒[J].国际贸易问题(5):26-30.
AGHION P,DECHEZLEPRTRE A,HEMOUS D,et al,2016.Carbon taxes,path dependency and directed technical change: evidence from the auto industry[J].Journal of political economy,124(1): 1-51.
BELL J,MCNAUGHTON R,YOUNG S,et al,2004.Towards an integrative model of small firm internationalization [J].Journal of international entrepreneurship,1(4):339-362.
COHEN W,NELSON R,WALSH J,2002.Links and impacts: survey results on the influence of public research on industrial R&D[J].Management science,48(1):1-23.
DAVIS L,2004.Intellectual property rights,strategy and policy[J].Economics of innovation and new technology,13(5):399-415.
EATON J,KORTUM S,1999.International technology diffusion: theory and measurement[J].International economic review,40(3):537-570.
FILATOTCHEV I,PIESSE J,2009.R&D,internationalization and growth of newly listed firms: European evidence[J].Journal of international business studies,40(8):1260-1276.
HU A,2010.Propensity to patent,competition and China’s foreign patenting surge[J].Research policy,39(7):985-993.
SACHA W,KASHCHEEVA M,ZHOU H,2015.International patenting by Chinese residents: constructing a database of Chinese foreign-oriented patent families[J].China economic review,36:198-219.
STAIGER D,STOCK J H,1997.Instrumental variables regression with weak instruments[J].Econometrica,65(3):557-586.
SUN Y,2003.Determinants of foreign patents in China[J].World patent information,25(1):27-37.
YANG D,2012.Arm’s length and captive transactions: patent-based view of control in internationalization[J].International business review,21(4):575-587.
ZOLAS N J,2014.International patenting strategies with heterogeneous firms[Z].US census bureau center for economic studies paper,No.CES -WP-14-28.